FERC & CFTC Compliance on Energy Trading

SEMINAR DETAILS
CPE: 7.5 hours
Program Level: Basic to Intermediate
Field of Study: Specialized Knowledge and Applications
Prerequisites: None. No advance preparation needed.
Instructional Delivery Method: Group Live
Cost: $945
Schedule:  8am – 4pm. Lunch is provided at 12pm.

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    Brief: Learn the FERC and CFTC compliance rules for energy trading.   What are the new Dodd-Frank rules and when will they be effective?  Which companies can file for the End-User exemption and what reporting will be required.  What are the new manipulation and whistleblower rules?  What are the credit issues?  Compare and contrast the FERC and the CFTC rules for OTC trading, and much more.  Apply all of the foregoing to compliance games — based on real life trading scenarios from the trading desks of the biggest energy traders in the business
    Agenda
    Day 1 – 8:30am – 4:00pm
    1. Introductions
    2. Overview of Energy Trading & Marketing (8:30 to 9:30)
      1. Swaps, Forwards and Futures
      2. Futures and Over-the-counter Markets
      3. Participants in Wholesale Markets
      4. True/False Challenge
    3. Federal Energy Regulatory Commission (9:30 to 10:15, 10:30 to 12:00)
      1. Jurisdiction of the FERC
      2. FERC Commissioners and Enforcement Staff
      3. Gas and Power Regulation
      4. Enforcement at the FERC
      5. Anti-Manipulation Rule under EPA of 2005
      6. Future Direction of the FERC Rules
      7. True/False Challenge
    4. Commodity Futures Trading Commission (1:00 to 2:30)
      1. Jurisdiction of the CFTC
      2. CFTC Commissioners and Enforcement Staff
      3. Overview of Dodd-Frank Statute and Regulations
      4. Overview of Rules Applying to End-users, Swap Dealers and MSPs
      5. What Remains of the Commodity Futures Modernization Act?
      6. What CFTC Rules are Final and Effective Right Now?
      7. Comparison to the FERC Rules
      8. True/False Challenge
    5. Case Studies and Training Games (2:45 to 4:00)

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    Refund Policy: If the registrant or his or her agent cancels a registration 3 days or more prior to the seminar date, Energy Seminars, Inc. (ESI) will impose a cancellation fee of $35 if paid by check, money order, VISA, or MasterCard, or $50 if paid by AMEX. If the registrant is a no-show or the registration is canceled less than 3 days prior to the seminar date, ESI can offer only a letter of credit to any future seminar.

    For more information regarding our complaint and refund policies, please telephone our offices at 281-362-7979.